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Matthew J. Rogers

Matthew Rogers is of counsel in the firm's Asset Management and Investment Funds group. Matt regularly advises asset managers including mutual funds, hedge funds, private equity funds, and insurance companies on commodities law and CFTC and NFA regulatory matters.

Matt advises clients on a wide range of derivative regulatory and compliance requirements, including cross-border, collateral management, and Dodd-Frank matters. His experience also includes negotiating trading documentation, including ISDAs, prime brokerage agreements, futures and cleared swaps agreements, and account control agreements. Matt also routinely advises clients on requirements and exemptions pertaining to commodity pool operators and commodity trading advisors. His experience includes assisting clients with regulatory examinations and obtaining regulatory relief from US federal securities laws and commodities laws.

Matt advises clients on various regulatory and compliance issues, including the development of internal compliance and risk management policies and procedures. He counsels clients on issues regarding the adoption of artificial intelligence (AI) by assisting established and emerging companies navigate this changing legal, regulator, and commercial landscape. 

Matt worked as a summer associate at K&L Gates in 2013.

  • Catholic Schools Foundation, Audit Committee & Allocations Committee
  • St. John’s Preparatory School, Trustee Associate
     
  • “Derivatives Risk Management Programs for Liquid Alts Strategies,” October 25, 2021, AIMA
Additional Thought Leadership Pages
Additional News & Event Pages
  • Quoted, "SEC launches artificial intelligence sweep," Regulatory Compliance Watch, 30 August 2023
  • Quoted, "Early reactions to SEC’s AI proposal," Regulatory Compliance Watch, pp. 5-6, 14 August 2023
  • "SEC Proposes New Conflict Of Interest Regime for Predictive Technology” 31 July 2023, Chief Investment Officer
  • "SEC Proposes Restricting Internet Adviser Exemption,” 28 July 2023, Plan Adviser
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