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New SEC Beneficial Ownership Reporting Rules: Shorter Deadlines, Guidance on "Groups," Cash-Settled Derivatives, Hosted by Strafford

Date: 14 December 2023
Time: 1:00 PM ET
Location: via Webinar

This CLE webinar will discuss the SEC's recent amendments to its beneficial ownership reporting rules. The panel will review the accelerated Schedule 13D and 13G filing deadlines, the new guidance and rules on cash-settled derivative securities and the formation of a "group," and the deadlines for compliance.

The panel will review these and other key issues:

  • What are the new or amended rules governing beneficial ownership?
  • What guidance did the SEC provide regarding cash-settled derivative securities and the formation of a "group"?
  • What are the compliance dates for the new rules?
  • What actions should investors take now to comply with the new rules?
  • Strafford 
Find more items tagged as: Capital Markets, Securities and Transactional Litigation, Securities Arbitration, Securities Compliance and Reporting, Securities Enforcement / Financial Regulatory Enforcement
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