Clifford Alexander concentrates in banking, investment company, broker-dealer, and investment adviser law. He formerly served as primary outside counsel to the National Society of Compliance Professionals, an association of investment adviser and broker-dealer compliance officers.
He has had a varied financial practice that includes the organization of four national banks as limited purpose trust companies and the representation of numerous state and federally chartered banks on their trust, investment management, and securities activities. His legal experience also has included representation of large and small foreign financial firms establishing branches and affiliates in the United States, and U.S. banks establishing offices and affiliates in other countries.
