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Patrick J. Rogers

Fax +1.704.331.7598
Mr. Rogers is a corporate partner in the Charlotte office and focuses his practice on securities, corporate governance, mergers and acquisitions and general corporate matters. He regularly advises public companies on general securities and other corporate law matters, including disclosure and compliance issues, corporate governance issues, stock exchange listing standards and general business and contract matters. Mr. Rogers also represents public and private companies and private equity funds in public and private securities offerings, mergers and acquisitions, joint ventures and a variety of financing transactions. Mr. Rogers previously served as Vice President, Assistant General Counsel and Assistant Secretary at a NYSE listed technology and manufacturing company.

Professional/Civic Activities

  • American Bar Association (Member)
  • North Carolina Bar Association (Business Law Section, Member)
  • Mecklenburg Country Bar Association
  • Association for Corporate Growth (Carolinas Chapter, Member)
  • Big Brothers Big Sisters of Central Carolinas, (former Member of Board of Directors and Mentor)

Speaking Engagements

  • “Securities Law Update and Corporate Governance,” K&L Gates and North Carolina Subchapter of the southeastern Chapter of the Society of Corporate Secretaries and Governance Professionals, “Back to Basics” CLE Webinar, May 2016
  • Represented NYSE listed technology and manufacturing company in securities compliance and disclosure, corporate governance and general corporate matters,
  • Represented wireless technology company in connection with its initial public offering and listing on NASDAQ.
  •  Represented numerous NASDAQ and New York Stock Exchange listed companies in connection with securities compliance and disclosure matters.
  • Represented national provider of purified bottled water and water dispensers in its initial public offering, listing on NASDAQ, merger and acquisition activity and corporate governance matters.
  • Represented public and private companies and their boards of directors regarding corporate governance and general corporate matters.
  • Represented various private equity sponsors in acquisitions and dispositions of portfolio companies.
  • Represented drug development company in a reverse takeover transaction with a NASDAQ listed public company with several registered direct offerings of preferred stock, common stock and warrants.
  • Represented publicly-traded companies in connection with various registered and unregistered equity and debt securities offerings.
  • Advised clients in structuring, negotiating and documenting economic and governance arrangements among business principals in various transactions.
  • Represented clients in the formation, fundraising and operation of private investment funds, including LBO funds and real estate finance investment funds.