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Clair E. Pagnano  Partner
Boston  +1.617.261.3246
Fax +1.617.261.3175
clair.pagnano@klgates.com Add to Outlook Contacts


Areas of Practice Professional Background Speaking Engagements Bar Admissions Education

Areas of Practice

Ms. Pagnano concentrates her practice in the investment management area.  She has experience representing open and closed-end investment companies and their boards of directors. Ms. Pagnano advises mutual fund complexes on regulatory and compliance matters; including registration, proxy issues, mergers and reorganizations. She has advised registered investment companies on exemptive applications and no-action letter requests to the Securities and Exchange Commission. Ms. Pagnano also has experience with Sarbanes-Oxley Act requirements as they relate to registered investment companies.

Professional Background

Prior to joining K&L Gates, Ms. Pagnano was an associate in the investment management group at a large New York City law firm where her practice focused on advising registered investment companies on all aspects of regulation and compliance. From 1999 – 2001 she was a legal product manager for Fidelity Investments.

Speaking Engagements
Ms. Pagnano's recent presentations have included the following:
  • National Regulatory Services, Center for Compliance Professionals, Mastering the Investment Advisers Act of 1940: Sections 201-205, Washington, D.C., September 15, 2009
  • K&L Gates continuing legal education seminar, “Closed-end Funds and ETFs,” September 27, 2007
  • K&L Gates Breakfast Briefing, “Closed-end Funds Current Issues,” Boston, MA, June 19, 2007
  • National Regulatory Services, Center for Compliance Professionals, “Mastering the Investment Advisers Act of 1940: Sections 201-205,” New York, NY, April 2007
  • Glasser Continuing Legal Education Seminar, “Mutual Fund Hot Topics: Investment Company Compliance Programs,” Boston, MA, June 7, 2005
  • Glasser Continuing Legal Education Seminar, “Mutual Fund Hot Topics: Rule 38a-1, and Proxy Voting Policies and Procedures,” Boston, MA, November 11, 2003

Bar Admissions
  • Bar of Massachusetts
  • Bar of Maine
  • Bar of New York
Education
  • J.D., University of Maine School of Law (1999)
  • B.A., Colby College (1996)

PRACTICES & INDUSTRIES
Broker-Dealer
Hedge Funds and Venture Funds
Investment Management, Hedge Funds and Alternative Investments
Newsstand
Global Financial Market Watch Blog