Mr. Duggan is of counsel in the Boston office of K&L Gates and focuses his practice on investment management and collective fund issues, including those faced by banks and trust companies and registered advisers.
He has experience with advisory and other regulatory issues relating to separate accounts, bank-sponsored mutual funds, bank commingled ERISA funds, common trust funds and other collective funds, including formation, participant eligibility determinations, contract negotiations, security selection and new product development.
In addition, he also advises clients with respect to regulatory investigations and examinations involving regulators such as the SEC, the DOL, the Federal Reserve and state regulators.
Prior to joining the firm, Mr. Duggan was Deputy General Counsel and Senior Vice President of SSgA, the asset management division of State Street Bank and Trust Company.