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Completing Form PF: A Practical Guide for Large Fund Advisers

June 6, 2012
Presenters: Beth Clark

If you were unable to join us for the original seminar on Wednesday, June 6, 2012, you may access the:

Program Overview:
On October 31, 2011, the SEC and the CFTC jointly adopted Form PF and implementing rules requiring SEC-registered advisers to private funds and CFTC-registered commodity pool operators and commodity trading advisers to such funds to file the form with their respective regulators, as required by the Dodd-Frank Act. Form PF will be used to collect information from private fund advisers, primarily to assist the Financial Stability Oversight Council in determining the potential impact of the investment activities of private funds and their advisers on the U.S. financial system. In addition, the SEC and the CFTC will also use information from Form PF to conduct their regulatory programs. The SEC has staggered the dates of advisers' initial Form PF filings depending on the size of the funds that an adviser manages. Many large private fund advisers with $5+ billion in assets will need to meet an initial filing deadline this August.

Our knowledgeable panelists provided an overview and practical guidance on how these new filing requirements will impact large private fund advisers.

Program Duration:
1 hour and 30 minutes