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The Department of Labor's New "Conflict of Interest Rule" (Part I)

May 2016

Watch Webinar (CLE/CPD Credit Available)

Part I of a two-part program which discusses the Department of Labor's new "Conflict of Interest Rule" and the implications for investment managers.

The agenda covers:

  • Rulemaking background and potential legal and legislative challenges
  • The rule’s applicability date
  • New “fiduciary” definition
  • New prohibited transaction exemptions, including the Best Interest Contract Exemption
  • Changes to existing prohibited transaction exemptions