As social media use continues to skyrocket and impact all facets of communication, investment advisers and broker-dealers face unique challenges balancing the competing concerns of regulatory compliance, employment policy, and marketing. In this "new age" of interactive electronic communications and social media use, financial services companies must consider appropriate policies for the use of social media by their employees and by firms themselves. This program is designed to help broker-dealers and investment advisers evaluate important issues such as content, monitoring, record-keeping and document retention, and other potential pitfalls inherent in using social media in a financial services workplace.Topics Include:
Schedule:8:00-8:30 a.m. - Registration8:30-10:00 a.m. - Program
Program registration is complimentary. To attend, please click on the link above or call Ashley Morris at 617.951.9046.