Skip to Main Content
Our Commitment to Diversity

REPRESENTATIVE EXPERIENCE

Alice Ye

Assisting an investment manager with the funds aspects of an internal restructure, including advising on the retirement and appointment of trustee and drafting amendments to underlying trust documents.
Advising on various legislative and regulatory issues under the Corporations Act 2001 (Cth), the Superannuation Industry (Supervision) Act 1993 (Cth) and the Venture Capital Act 2002 (Cth).
Advising fund managers and responsible entities on the application for an Australian Financial Services License (AFSL), AFSL variations and applications for ASIC relief.
Advising a number of investment funds management clients on corporate governance, shareholder arrangements, director and trustee duties and updated regulatory requirements.

Assisting fund managers and responsible entities with the establishment and operation of retail and wholesale funds across a range of asset classes, including drafting and reviewing fund transaction documents, offer documents and marketing material.

Return to top of page

Email Disclaimer

We welcome your email, but please understand that if you are not already a client of K&L Gates LLP, we cannot represent you until we confirm that doing so would not create a conflict of interest and is otherwise consistent with the policies of our firm. Accordingly, please do not include any confidential information until we verify that the firm is in a position to represent you and our engagement is confirmed in a letter. Prior to that time, there is no assurance that information you send us will be maintained as confidential. Thank you for your consideration.

Accept Cancel