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Alice Ye

Assisting an investment manager with the funds aspects of an internal restructure, including advising on the retirement and appointment of trustee and drafting amendments to underlying trust documents.
Advising on various legislative and regulatory issues under the Corporations Act 2001 (Cth), the Superannuation Industry (Supervision) Act 1993 (Cth) and the Venture Capital Act 2002 (Cth).
Advising fund managers and responsible entities on the application for an Australian Financial Services License (AFSL), AFSL variations and applications for ASIC relief.
Advising a number of investment funds management clients on corporate governance, shareholder arrangements, director and trustee duties and updated regulatory requirements.

Assisting fund managers and responsible entities with the establishment and operation of retail and wholesale funds across a range of asset classes, including drafting and reviewing fund transaction documents, offer documents and marketing material.

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