Advising an Australian bitcoin exchange on the establishment of a pooled cryptocurrency fund.
Advising companies on the application of the Australian Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (Cth).
Advising superannuation fund trustees on APRA governance issues, tenders for outsourced service providers, regulatory reforms, conflict of interest issues, mergers and successor fund transfers and other regulatory requirements.
Assisting a transactional payment facility provider with obtaining regulatory advice in multiple foreign jurisdictions.
Assisting companies with the drafting of Codes of Conduct, Whistle-Blower Policies, Training Manuals, Anti-Bribery Policies and anti-corruption clauses in other commercial agreements.
Assisting financial advisers and AFSL licensees respond to inquiries from ASIC.
Assisting with wholesale and retail fund establishment including the preparation of constituent documents in accordance with ASIC guidance.
Preparing Product Disclosure Statements for fund managers and ensuring that they comply with ASIC's disclosure benchmark requirements.