SEC Shareholder Communication Rules
The Securities and Exchange Commission (SEC) has proposed a bold new approach to shareholder and investor communications by investment companies. Based on its short 60-day comment period, the SEC may be aiming to adopt the proposal before Chair Jay Clayton leaves the agency at the end of the year.
Visit this section to stay up-to-date as this process unfolds. Our asset management and investment fund lawyers will post alerts, host webinars, and provide you with other tools to prepare.