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SEC Shareholder Communication Rules

The Securities and Exchange Commission (SEC) has proposed a bold new approach to shareholder and investor communications by investment companies. Based on its short 60-day comment period, the SEC may be aiming to adopt the proposal as early as the first quarter of 2021.

Visit this section to stay up-to-date as this process unfolds. Our asset management and investment fund lawyers will post alerts, host webinars, and provide you with other tools to prepare.

Thought Leadership

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13 May 2022
"Extra, Extra, Read All About It"—Final European and UK Brand Distribution Rules Published
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9 May 2022
New Mental Health Obligations for all Victorian Employers Expected to Take Effect on 1 July 2022
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6 May 2022
CFTC and SEC Perspectives on Cryptocurrency and Digital Assets – Volume I: A Jurisdictional Overview
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20 January 2021
The SEC's Modernized Marketing Rule for Investment Advisers
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