Representing Butn Limited, an Australian Fintech business, on its AU$12.5 million pre-IPO fund raising and oversubscribed initial public offering raising AU$20 million. Butn engages in B2B invoice factoring and has developed a number of key platform partnerships for its offering including KKR owned MYOB Limited.
Represented BirdDog Australia Pty Ltd in its AU$13.75m pre-IPO convertible note funding
Acting for Israeli company, N.G. Solutions Limited, on its successful and oversubscribed IPO on the ASX (ASX:NGS).
Advising Titomic Limited on its institutional placement of AU$19 million to new and existing institutional funds and international long term investors led by E&P Corporate Advisory and PAC Partners Securities.
Advising Security Matters Ltd on its institutional placement of AU$5 million with a follow on AU$1.5 million placement by institutional investors from Asia and Australia led by PAC Partners Pty Ltd.
Advising Evolution Capital Advisors Pty Ltd on an institutional placement of ordinary shares for Harris Technology Limited (ASX:HT8).
Advising Evolution Capital Advisors Pty Ltd on a AU$5 million institutional capital raising for MyFiziq Limited (ASX:MYQ).
Advising Evolution Capital Advisors Pty Ltd on the capital raising to fund Westgold into a controlling position in the Murchison Region and to retire pre-paid gold debt.
Advised b.energy on its convertible note pre-IPO funding round
Advising Imagion Biosystems Limited on its AU$2.5m placement and Non Renounceable Entitlement Offer.
Corporate/Mergers & Acquisitions
Represented Titomic Limited’s (ASX: TTT) subsidiary, Titomic USA, Inc., in its acquisition of the business, Tri-D Dynamics Inc., a specialised engineering firm based in San Francisco.
Advised Balance Internet Pty Ltd on all legal aspects of its sale to Publicis Group S.A.
Advising Cannatrek Ltd on bringing to market new cannabidiol (CBD) products on an exclusive basis to be sold under one of the Chemist Warehouse brands, adding to the other Cannatrek tetrahydrocannabinol (THC) cannabis products it sells.
Advising Cannatrek Ltd on its pre-IPO private placement of AU$10 million.
Advising NextLeaf Solutions Ltd on its Australian pre-IPO raising listing ahead of its listing on the Canadian Securities Exchange (CSE).
Advising PAC Partners as underwriter of the Althea Limited IPO.
Advising Cannatrek Limited on its joint ventures with Cannahub, IHL and Valens.
Work undertaken prior to joining K&L Gates
Equity capital markets including IPOs, right issues, private placements, SPPs, hybrids and convertibles in both underwritten and non-underwritten environments acting for issuers, lead managers and underwriters
Complex domestic and cross border M&A, strategic sales processes, takeovers and takeover defence in the energy and resources, transport and logistics, food and fibre, infrastructure and the general and technology services sector
General commercial work including negotiating complex take or pay and variable transport agreements with and for freight forwarders, minerals and mining companies, suppliers of construction products, grain producers and other agribusiness, access providers and steel producers
Major projects involving multiple work streams including infrastructure projects, complex tenders and joint ventures
Corporate governance matters including corporate structuring and restructuring, board policies, company secretarial advice, ASX listing rule advice, advice on ASIC policies and employee share plans