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REPRESENTATIVE EXPERIENCE

Pablo J. Man

Registered fund and private fund structuring, including drafting organizational and offering documents Negotiation of side letters with private fund investors
Exemptions from, and regulation under, the Advisers Act, including the regulation of trading arrangements, solicitation arrangements, custody of client assets, and performance advertising and marketing
Counseling with respect to private placement regimes, including Regulation D and Regulation S under the Securities Act of 1933 as well as Blue Sky compliance
Development of compliance and risk management policies and procedures, including the development of procedures required by SEC regulation;
Drafting and negotiating advisory and subadvisory agreements
Negotiation of service provider agreements, including with placement agents, administrators and custodians
Investment adviser registration under the Investment Advisers Act of 1940
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