Skip to Main Content

REPRESENTATIVE EXPERIENCE

William P. Wade

Advised with respect to design, documentation, reorganization and termination of single-level, master feeder CIF complexes
Obtained OCC ruling authorizing national banks to operate closed-end collective investment funds. OCC ruling is public
Obtained initial DOL prohibited prohibited transaction exemptions for collective trust fund-mutual fund "conversion" and "in-kind" redemptions by in-house plans. "Conversion" exemption is public
Advised financial institutions regarding application of "VCOC" and "REOC" requirements under U.S. Department of Labor ("DOL") regulations to private real estate fund and potential restructuring options
Advised national bank with respect to application of banking and securities law requirements to common trust fund for credit unions
Obtained initial DOL prohibited prohibited transaction exemptions for collective trust fund-mutual fund "conversion" and "in-kind" redemptions by in-house plans. "In-kind redemption" exemption is public
Advised national bank with respect to application of SEC Regulation R to various bank securities activities
Advised sponsors of state "auto-enroll IRA" programs regarding relevant federal securities law matters
Return to top of page

Email Disclaimer

We welcome your email, but please understand that if you are not already a client of K&L Gates LLP, we cannot represent you until we confirm that doing so would not create a conflict of interest and is otherwise consistent with the policies of our firm. Accordingly, please do not include any confidential information until we verify that the firm is in a position to represent you and our engagement is confirmed in a letter. Prior to that time, there is no assurance that information you send us will be maintained as confidential. Thank you for your consideration.

Accept Cancel