Skip to Main Content
Our Commitment to Diversity

Financial Crime Enforcement and Supervision, hosted by ILAG

3rd Party Hosted Event
Date: 7 December 2021
Time: 5:30 AM ET
Location: via Webinar
Register

With the increased challenge of the pandemic and resultant changes in workplace and customer behaviours, it is even more vital for firms to have productive interactions with regulators, and over the past eighteen months this has meant adapting to different types of regulatory contact.

Michael Ruck, partner at the firm, will be presenting the session in a follow up on his previous session in December 2020 on regulatory interaction with both PRA and FCA. He will share some top tips on how to deal with regulators, considering both enforcement and supervision aspects.

Michael will cover: 

  • Proactive pre-planning for firms
  • Dealing with Supervisory and Enforcement meetings or visits
  • Engagement after a visit
  • Lessons learned
  • Dealing with unannounced visits

During the webinar, attendees will have opportunities to ask questions, through the chat function.

ILAG

Return to top of page

Email Disclaimer

We welcome your email, but please understand that if you are not already a client of K&L Gates LLP, we cannot represent you until we confirm that doing so would not create a conflict of interest and is otherwise consistent with the policies of our firm. Accordingly, please do not include any confidential information until we verify that the firm is in a position to represent you and our engagement is confirmed in a letter. Prior to that time, there is no assurance that information you send us will be maintained as confidential. Thank you for your consideration.

Accept Cancel