Regulatory Investigations and D&O Protections-Practical Considerations for the Funds Industry

During this session, London partners Sarah Turpin (Insurance Recovery) and Michael Ruck (White Collar Defence and Investigations) will explore the evolving regulatory landscape and its implications for the funds industry. They will discuss key considerations when responding to regulatory investigations, the increasing scrutiny faced by directors and senior management and the role that Directors' & Officers' (D&O) insurance can play in protecting individuals and managing risk.

The session will also examine common D&O coverage issues, practical steps directors can take to assess the adequacy of their D&O protections, and lessons learnt from recent regulatory and enforcement matters, followed by an interactive Q&A.