Skip to Main Content
Our Commitment to Diversity
-

Public Companies: Securities Compliance and Reporting

Our lawyers counsel numerous public companies, within and outside of the United States, on their continuing securities law reporting and compliance matters.

A number of our lawyers have served in SEC staff positions and hold leadership positions in professional and securities industry organizations, enhancing our ability to provide focused advice on unusual and complicated SEC compliance, policy, and regulatory issues.

For public company clients, our lawyers advise on a continuing basis about disclosure and both routine and complex regulatory and compliance issues. We assist in the preparation of:

  • Periodic SEC reports
  • ESG disclosures and policies
  • Insider Transactions (including Section 16)
  • Option and other equity-based compensation plans
  • Spin-offs
  • Going-private transactions
  • Tender offers (including option exchange programs)
  • Proxy contests
  • Corporate restructurings
  • Changes in control
  • Transactional (M&A) events
  • Other filings triggered by special circumstances and extraordinary transactions
  • Regulatory Public Announcements
Additional Thought Leadership Pages
Return to top of page

Email Disclaimer

We welcome your email, but please understand that if you are not already a client of K&L Gates LLP, we cannot represent you until we confirm that doing so would not create a conflict of interest and is otherwise consistent with the policies of our firm. Accordingly, please do not include any confidential information until we verify that the firm is in a position to represent you and our engagement is confirmed in a letter. Prior to that time, there is no assurance that information you send us will be maintained as confidential. Thank you for your consideration.

Accept Cancel