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2022 K&L Gates Asset Management and Investment Funds Conference - Boston

KL Gates Hosted Event
Date: 3 November 2022
Time: 8:30 AM - 6:00 PM ET
Location: K&L Gates Boston Office, State Street Financial Center, One Lincoln Street, Boston, Massachusetts 02111

Boston Agenda Topics: 

  • Key-Note Address – Global Industry Outlook and Trends
  • Cross-Border Environmental, Social & Governance (ESG) Investing 
    • Cross-Border ESG Regulations Impacting Global Managers
    • EU: Sustainable Finance Disclosure Regulation (SFDR) Regulation
    • Global ESG Regulatory Harmonization
  • Marketing Rule
    • New Rule Compliance and Implementation
    • New Rule Focus on Performance
    • Compelling Financial Services Marketing Techniques
  • SEC Exams & Enforcement 2022
    • Crypto Enforcement and Litigation 
    • Sweep Examination Trends
    • ESG Investing - Greenwashing Concerns
    • Broker-Dealer and RIA Conduct - Reg BI, Fiduciary Duty, and Form CRS
    • Data-Driven Enforcement Actions
    • AML Issues
  • How Can Legal & Compliance Plan for 2023?  
    • Rules impacting Registered Investment Companies
      • Money Market Funds Reform
      • Valuation  
      • Derivatives   
      • ESG Disclosure  
      • Fund Names
      • Shareholder Reporting and Prospectus Disclosure 
    • Private Fund Industry Trends: New Regulations and Market Intelligence
      • Institutional Investor Market Developments
      • Regulatory Reporting 
      • Compliance – Liability Limits, Prohibited Activities, Conflicts of Interest
      • Proxy Voting

Please join us for our 2022 Asset Management and Investment Funds Conferences hosted in cities across the United States. These conferences will provide a unique opportunity to discuss a range of topics impacting the investment management industry.

Our lawyers will lead panel discussions focusing on current issues and regulatory developments affecting various industry niches, ESG, and crypto/digital assets.

We will be announcing K&L Gates as well as prominent guest speakers soon. Please stay tuned to hear more about our panelists.

CLE credit will be available.

Space is limited.

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