Crystal Liu is an associate and a member of the Asset Management and Investment Funds practice. She regularly works with a variety of fund structures, including exchange-traded funds (ETFs), mutual funds, closed-end funds, private equity funds, and funds-of-one. Crystal focuses her practice on advising registered investment companies, registered investment advisers, and independent trustees and directors on legal, regulatory, and compliance matters arising under US federal securities laws. Her experience includes drafting and reviewing registration statements, shareholder reports, and other regulatory and legal documentation related to the development and launch of new funds, fund mergers and reorganizations (including mutual fund-to-ETF conversions), proxy issues, and ongoing operations of investment companies.
Crystal also has experience representing private fund sponsors and investors in the preparation of private fund documentation, including limited partnership agreements, subscription agreements, and investor side letters, as well as the registration and exemption from registration of fund share offerings.
