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Current Challenges in the Use of Social Media and Electronic Communications, Hosted by the Financial Markets Association

3rd Party Hosted Event
Date: 6 May 2022
Time: 10:00 AM ET
Location: via Webinar

Financial Markets Association (fma)'s 2022 Securities Compliance Webinar 

Firm Partner Richard Kerr will be moderating and Partner Meg Laurent will be speaking on a panel called "Current Challenges in the Use of Social Media and Communications" at FMA's 2022 Securities Compliance Webinar.

During this panel, participants will:

  • Review current developments in regulation of the use of social media in investment adviser and broker-dealer marketing;
  • Discuss challenges faced by firms in maintaining books and records related to electronic communications;
  • Highlight industry best practices for approving electronic communications applications; and
  • Review lessons learned from recent SEC enforcement activity.
  • Richard F. Kerr, Partner, K&L Gates LLP

Financial Markets Association 

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