Current Challenges in the Use of Social Media and Electronic Communications, Hosted by the Financial Markets Association
Financial Markets Association (fma)'s 2022 Securities Compliance Webinar
Firm Partner Richard Kerr will be moderating and Partner Meg Laurent will be speaking on a panel called "Current Challenges in the Use of Social Media and Communications" at FMA's 2022 Securities Compliance Webinar.
During this panel, participants will:
- Review current developments in regulation of the use of social media in investment adviser and broker-dealer marketing;
- Discuss challenges faced by firms in maintaining books and records related to electronic communications;
- Highlight industry best practices for approving electronic communications applications; and
- Review lessons learned from recent SEC enforcement activity.
- Richard F. Kerr, Partner, K&L Gates LLP
Financial Markets Association