Event
Current Challenges in the Use of Social Media and Electronic Communications, Hosted by the Financial Markets Association
Date: 6 May 2022
Time: 10:00 AM ET
Location: via Webinar
Financial Markets Association (fma)'s 2022 Securities Compliance Webinar
Firm Partner Richard Kerr will be moderating and Partner Meg Laurent will be speaking on a panel called "Current Challenges in the Use of Social Media and Communications" at FMA's 2022 Securities Compliance Webinar.
During this panel, participants will:
- Review current developments in regulation of the use of social media in investment adviser and broker-dealer marketing;
- Discuss challenges faced by firms in maintaining books and records related to electronic communications;
- Highlight industry best practices for approving electronic communications applications; and
- Review lessons learned from recent SEC enforcement activity.
