Skip to Main Content
Our Commitment to Diversity

New England Broker Dealer Investment Adviser Association Quarterly Meeting

3rd Party Hosted Event
Date: 24 February 2021
Time: 1:00 PM - 2:30 PM ET
Location: via Webinar

K&L Gates lawyers will join New England Broker Dealer Investment Adviser Association's quarterly meeting where they will discuss the amendments to modernize Rule 206(4)-1 under the Investment Advisers Act, the marketing and advertising rules.

Topics will include:

  • Summary of the New Marketing Rule
  • General Principles-based Prohibitions 
  • Disclosures
  • Books and Records
  • Solicitors
  • Compliance Implementation Timeline
  • New England Broker Dealer Investment Adviser Association
Return to top of page

Email Disclaimer

We welcome your email, but please understand that if you are not already a client of K&L Gates LLP, we cannot represent you until we confirm that doing so would not create a conflict of interest and is otherwise consistent with the policies of our firm. Accordingly, please do not include any confidential information until we verify that the firm is in a position to represent you and our engagement is confirmed in a letter. Prior to that time, there is no assurance that information you send us will be maintained as confidential. Thank you for your consideration.

Accept Cancel