Skip to Main Content
Date: 25 May 2017
K&L Gates Event Materials
By: Tom R. Wallace, Jacob Ghanty

According to a recent Thomson Reuters Survey, financial institutions on average spend £40m a year on compliance, with some spending up to £300M annually on compliance and customer due diligence. In an environment of constant regulatory change, and as the cost of compliance continues to rise, RegTech data aggregators offer a cost-effective compliance tool with improved customer experience and automated data-analysis.

On May 23 K&L Gates hosted an intimate breakfast round table with a number of RegTech experts addressing a number of areas on the topic of RegTech. Material from the discussion can be downloaded below.

Speakers included:

  • Jacob Ghanty, Partner, K&L Gates LLP 
  • Tom Wallace, Partner, K&L Gates LLP 
  • Nirvana Farhadi, Global Head, Financial Services RegTech, Risk & Regulatory Compliance Affairs, Hitachi 
  • Ronald Gould, European Chairman, Compliance Science 
  • Simon Ring, Head of Financial Products, Pole Star Space Applications

This publication/newsletter is for informational purposes and does not contain or convey legal advice. The information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. Any views expressed herein are those of the author(s) and not necessarily those of the law firm's clients.

Find more items tagged as: Financial Services, Fintech
Return to top of page

Email Disclaimer

We welcome your email, but please understand that if you are not already a client of K&L Gates LLP, we cannot represent you until we confirm that doing so would not create a conflict of interest and is otherwise consistent with the policies of our firm. Accordingly, please do not include any confidential information until we verify that the firm is in a position to represent you and our engagement is confirmed in a letter. Prior to that time, there is no assurance that information you send us will be maintained as confidential. Thank you for your consideration.

Accept Cancel