Series

SEC Disclosure Modernization Initiative

The US Securities and Exchange Commission voted unanimously on Wednesday 26 October at an open-meeting to adopt a new approach to shareholder and investor communications by registered open-end funds and exchange-traded funds.

This series page is designed to keep you up to date on this game-changing approach to investor communications. Here, you will find the latest alerts, webinars, and other tools prepared by our Asset Management and Investment Funds lawyers to help you prepare to implement the new rules.

Our Asset Management and Investment Fund lawyers also have been quoted by and published in industry publications on this topic. Links to these articles are available at the “Read more” link below.

Tailored Shareholder Reports, The Investment Lawyer, January 2023 (contributed article)
What To Know About SEC Shareholder Disclosure Reforms, Law360, 28 October 2022 (contributed article)
New SEC Rule Revamps Fund Docs, E-Delivery, Ignites*, 27 October 2022 (media mention)
Boards: Expect to Talk About New Shareholder Reports, Fund Board Views*, 27 October 2022 (media mention)
SEC Tightens Mutual Fund Reports, Seeks New Adviser Rules, Law360*, 26 October 2022 (media mention)

*Subscription may be required to view content.

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10 March 2026

2026 Texas Primary Election Results: How Texas Politics Impacts Your Market

Alerts/Updates

Texas is home to 31.3 million people, and with two of the country’s leading metropolitan areas by economic output, Texas is the world’s eighth largest economy at US$2.7 trillion.

29 January 2026

Crypto in 2026: The Democratization of Digital Assets

Alerts/Updates

The year 2025 saw significant regulatory activity in the realm of digital assets. The US Congress and financial regulators took steps to create and implement a clear legal framework to facilitate financial transactions using digital assets, and they will continue to do so in 2026.

20 February 2026

Summary: Supreme Court Decision on IEEPA Tariffs

Alerts/Updates

On 20 February 2026, the US Supreme Court issued its decision in Learning Resources, Inc. v. Trump, consolidated with Trump v. V.O.S. Selections, Inc., addressing whether the President has authority under the International Emergency Economic Powers Act to impose tariffs.

11 March 2026

OCC Proposes Comprehensive Rules to Implement the GENIUS Act That Carry Substantial Market Implications

Alerts/Updates

With the passage of the Guiding and Establishing National Innovation for US Stablecoins Act on 18 July 2025, Congress established a federal regulatory framework for payment stablecoins.

Series

SEC Disclosure Modernization Initiative

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