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Series

SEC Disclosure Modernization Initiative

The US Securities and Exchange Commission voted unanimously on Wednesday 26 October at an open-meeting to adopt a new approach to shareholder and investor communications by registered open-end funds and exchange-traded funds.

This series page is designed to keep you up to date on this game-changing approach to investor communications. Here, you will find the latest alerts, webinars, and other tools prepared by our Asset Management and Investment Funds lawyers to help you prepare to implement the new rules.

Our Asset Management and Investment Fund lawyers also have been quoted by and published in industry publications on this topic. Links to these articles are available at the “Read more” link below.

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Thought Leadership

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11 September 2025
Nasdaq Proposes to Raise the Bar for New and Existing Listings, Particularly Impacting Small Chinese IPOs
Alerts/Updates
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24 September 2025
The Department of Homeland Security Proposes Significant Changes to Allocation of H-1B Visas—Public Comment Opportunity
Alerts/Updates
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18 September 2025
Understanding the New Prohibited Foreign Entity Rules for Clean Energy Tax Credits
Alerts/Updates
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30 September 2025
Is the Industry Ready for an ETF Share Class?
Alerts/Updates
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