Series

SEC Disclosure Modernization Initiative

The US Securities and Exchange Commission voted unanimously on Wednesday 26 October at an open-meeting to adopt a new approach to shareholder and investor communications by registered open-end funds and exchange-traded funds.

This series page is designed to keep you up to date on this game-changing approach to investor communications. Here, you will find the latest alerts, webinars, and other tools prepared by our Asset Management and Investment Funds lawyers to help you prepare to implement the new rules.

Our Asset Management and Investment Fund lawyers also have been quoted by and published in industry publications on this topic. Links to these articles are available at the “Read more” link below.

Tailored Shareholder Reports, The Investment Lawyer, January 2023 (contributed article)
What To Know About SEC Shareholder Disclosure Reforms, Law360, 28 October 2022 (contributed article)
New SEC Rule Revamps Fund Docs, E-Delivery, Ignites*, 27 October 2022 (media mention)
Boards: Expect to Talk About New Shareholder Reports, Fund Board Views*, 27 October 2022 (media mention)
SEC Tightens Mutual Fund Reports, Seeks New Adviser Rules, Law360*, 26 October 2022 (media mention)

*Subscription may be required to view content.

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18 June 2025

Senate Updates Code Section 899

Alerts/Updates

On Monday, 16 June 2025, the Senate Finance Committee released its version of the Section 899 retaliatory tax provisions that also are included in the “One Big Beautiful Bill Act” that was passed by the House of Representatives on 22 May 2025.

10 June 2025

Proposed Retaliatory US Taxes Would Impact Cross-Border Transactions

Alerts/Updates

This alert describes the persons who would be subject to the changes contained in Code Section 899, the consequences of being subject to this proposed new Code section, and some of the impacts this provision would have on certain cross-border transactions.

13 June 2025

How President Trump's "One Big Beautiful Bill" Will Impact Businesses in Australia

Alerts/Updates

Retaliatory tax provisions contained in H.R. 1, the “One Big Beautiful Bill Act” that recently passed the US House of Representatives, if enacted, would drastically impact common cross-border transactions, including US operations of foreign multinational groups and inbound investments.

25 June 2025

Pared Back Version of the Texas Responsible Artificial Intelligence Governance Act Signed Into Law

Alerts/Updates

On 22 June 2025, the Texas Responsible Artificial Intelligence Governance Act was signed into law by Governor Greg Abbott.

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SEC Disclosure Modernization Initiative

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