Series

SEC Disclosure Modernization Initiative

The US Securities and Exchange Commission voted unanimously on Wednesday 26 October at an open-meeting to adopt a new approach to shareholder and investor communications by registered open-end funds and exchange-traded funds.

This series page is designed to keep you up to date on this game-changing approach to investor communications. Here, you will find the latest alerts, webinars, and other tools prepared by our Asset Management and Investment Funds lawyers to help you prepare to implement the new rules.

Our Asset Management and Investment Fund lawyers also have been quoted by and published in industry publications on this topic. Links to these articles are available at the “Read more” link below.

Tailored Shareholder Reports, The Investment Lawyer, January 2023 (contributed article)
What To Know About SEC Shareholder Disclosure Reforms, Law360, 28 October 2022 (contributed article)
New SEC Rule Revamps Fund Docs, E-Delivery, Ignites*, 27 October 2022 (media mention)
Boards: Expect to Talk About New Shareholder Reports, Fund Board Views*, 27 October 2022 (media mention)
SEC Tightens Mutual Fund Reports, Seeks New Adviser Rules, Law360*, 26 October 2022 (media mention)

*Subscription may be required to view content.

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29 January 2026

Crypto in 2026: The Democratization of Digital Assets

Alerts/Updates

The year 2025 saw significant regulatory activity in the realm of digital assets. The US Congress and financial regulators took steps to create and implement a clear legal framework to facilitate financial transactions using digital assets, and they will continue to do so in 2026.

2026

Global Employer Guide

Handbook/Guide

Our annually updated Global Employer Guide provides a concise, easy-to-read summary of employment laws across more than 15 countries.

8 July 2026

The SEC's New Rulemaking Agenda: A Deregulatory Road Map for Advisers and Funds

Alerts/Updates

The Securities and Exchange Commission (SEC or the Commission) has released its latest regulatory flexibility agenda—the public list of rules the agency expects to propose or adopt in the coming year (the SEC 2026 Agenda).

24 January 2025

The Regulation on Markets in Crypto-Assets Becomes Fully Applicable in All Member States of the European Union

Alerts/Updates

Starting on 30 June 2024, with the application of the first of two introduction phases of the Regulation on Markets in Crypto-assets across all member states of the European Union, the EU has introduced for the first time a harmonized regulatory framework as well as accompanying passporting rights for service providers of the crypto-asset market, affecting both traditional institutions of the financial sector and new players emerging in the crypto-ecosystem.

Series

SEC Disclosure Modernization Initiative

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