Series

SEC Disclosure Modernization Initiative

The US Securities and Exchange Commission voted unanimously on Wednesday 26 October at an open-meeting to adopt a new approach to shareholder and investor communications by registered open-end funds and exchange-traded funds.

This series page is designed to keep you up to date on this game-changing approach to investor communications. Here, you will find the latest alerts, webinars, and other tools prepared by our Asset Management and Investment Funds lawyers to help you prepare to implement the new rules.

Our Asset Management and Investment Fund lawyers also have been quoted by and published in industry publications on this topic. Links to these articles are available at the “Read more” link below.

Tailored Shareholder Reports, The Investment Lawyer, January 2023 (contributed article)
What To Know About SEC Shareholder Disclosure Reforms, Law360, 28 October 2022 (contributed article)
New SEC Rule Revamps Fund Docs, E-Delivery, Ignites*, 27 October 2022 (media mention)
Boards: Expect to Talk About New Shareholder Reports, Fund Board Views*, 27 October 2022 (media mention)
SEC Tightens Mutual Fund Reports, Seeks New Adviser Rules, Law360*, 26 October 2022 (media mention)

*Subscription may be required to view content.

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20 March 2026

Washington Legislature Adopts Income Tax and Changes to Estate Tax

Alerts/Updates

The Washington state legislature has adjourned for 2026, and key tax changes are in store if Governor Bob Ferguson signs several tax-related bills into law, and if those tax changes then survive expected legal challenges.

10 March 2026

2026 Texas Primary Election Results: How Texas Politics Impacts Your Market

Alerts/Updates

Texas is home to 31.3 million people, and with two of the country’s leading metropolitan areas by economic output, Texas is the world’s eighth largest economy at US$2.7 trillion.

24 March 2026

White House Releases National AI Policy Framework

Alerts/Updates

On 20 March 2026, the White House released its National Policy Framework for Artificial Intelligence, together with companion legislative recommendations, marking the Administration’s next major step following President Donald Trump’s December 2025 executive order limiting state authority to regulate artificial intelligence

3 February 2026

Navigating the AI Employment Landscape in 2026: Considerations and Best Practices for Employers

Alerts/Updates

Artificial intelligence regulation and litigation are set to take center stage in 2026, as new laws, guidance, and enforcement priorities are introduced at the federal and state levels.

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SEC Disclosure Modernization Initiative

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