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What You Need to Be Prepared for This November: New SEC Guidelines, Hosted by the Spaulding Group

3rd Party Hosted Event
Date: 11 May 2022
Time: 11:00 AM ET
Location: Philadelphia, Pennsylvania

20th Annual PMAR North America Conference

Firm of counsel Pamela Grossetti will be speaking at the 20th Annual PMAR North America Conference, hosted by the Spaulding Group, on a panel called, "What You Need to Be Prepared for This November: New SEC Guidelines."

With the incredibly massive impact of the SEC’s new Marketing Rules, registered investment advisory firms must understand, and be ready to adopt, these changes by 4 November of this year. In addition, firms that claim compliance with the GIPS standards must also understand how these rules not only impact advertising but also their GIPS reporting. This session will cover what you need to be aware of.

the Spaulding Group

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