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Financial Services Regulation - October Blitz

Date: September 2021
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The regulatory regime for financial services continues to evolve at a rapid rate and October 2021 is a bellwether month for the industry, with several reforms commencing or about to commence. This program provides an update on the latest changes in the Australian regulatory landscape, including:

  • AFSL and ACL breach reporting changes
  • Cryptocurrency funds
  • Superannuation reforms
  • Introduction of the Design and Distribution Obligations
  • Changes to internal dispute resolution
  • New anti-hawking measures.

If you are responsible for risk, compliance or legal this session will provide a useful checklist of the new requirements.  

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