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Date: 5 June 2018
U.S. Appellate Litigation / Complex Commercial Litigation and Disputes Alert

The U.S. Supreme Court has avoided an opportunity to explain how opinion readers should interpret the Court’s fractured decisions in which no opinion garners a majority of the justices’ votes.

Court watchers hoped the Court would use this term’s Hughes v. United States,[1] not only to clarify the substantive sentencing issue raised by that case but also to settle a dispute in the federal courts about the rule the Court first set out in Marks v. United States.[2] In Marks, the Court announced that, when there was no majority for a single opinion, the Court’s holding should be “viewed as that position taken by those Members who concurred in the judgments on the narrowest grounds ….”

The federal courts of appeals have interpreted the Marks rule in somewhat different ways, sometimes resulting in counterintuitive rulings. For example, in a case in which the justices split 4-1-4 with the concurring justice agreeing with the first four about the result but on narrower bases, lower federal courts often employed the Marks rule to decide that the narrower single-justice concurrence set out the Court’s holding.

Hughes offered the Court an opportunity either to explain Marks in a more workable way or to come up with a different rule. In Hughes, the Court agreed to resolve a split among the federal courts of appeals about a sentencing issue that the Court addressed seven years ago in Freeman v. United States.[3] In Freeman, the Court split 4-1-4, with Justice Sotomayor concurring but with a somewhat narrower rationale than the one employed by the plurality she joined. In the years since, lower federal courts debated whether they were required to treat the Sotomayor concurrence as Freeman’s holding.

In Hughes, the Eleventh Circuit treated Justice Sotomayor’s concurrence as binding. The Supreme Court granted review to decide how Marks should be applied and, ultimately, how the substantive sentencing issue should be resolved.

The Court issued its decision on June 4, 2018. In a majority opinion by Justice Kennedy, the Court essentially skipped over the Marks question and simply decided the underlying substantive issue as though it had not considered Freeman only seven years earlier. The Court split 5-1-3 in Hughes; it could avoid the Freeman split in Hughes because Justice Scalia dissented in Freeman, but his replacement, Justice Gorsuch, joined the majority in Hughes.

While those hoping for clarity in the often difficult task of interpreting fractured decisions might be disappointed with the Court’s express avoidance of the issue in Hughes, the case could nonetheless be helpful. The Court seemed particularly focused on the fact that Freeman had caused such confusion. Indeed, while Justice Sotomayor concurred in Hughes as she did in Freeman, and while she wrote that she continued to believe her reasoning in the earlier case was correct, she made clear in Hughes that she was joining the majority “in full because doing so helps to ensure clarity and stability in the law and promotes uniformity in sentencing imposed by different federal courts for similar criminal conduct.”

Having seen that their fractured decision in Freeman was so at odds with one of the Court’s principal purposes — to bring uniformity and clarity to important points of federal law — that they had to revisit the same issue just seven years later, the justices may in the future be more sensitive to the need to find greater consensus and avoid issuing splintered and therefore less clear decisions.

Of course, none of that addresses the fractured decisions already in the law books, but Hughes may offer some modest help there as well. While the Court may have been able to avoid the Marks issue in Hughes only because the change in the Court’s membership changed the voting alignment, superseding the earlier case’s 4-1-4 split, Hughes might also signal that the Court will be more willing to revisit existing splintered precedent to provide clearer guidance — especially where courts have struggled to divine and to apply the Court’s holdings.

[1] No. 17-155.
[2] 430 U.S. 188 (1977).
[3] 564 U.S. 522 (2011).

This publication/newsletter is for informational purposes and does not contain or convey legal advice. The information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. Any views expressed herein are those of the author(s) and not necessarily those of the law firm's clients.

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