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SEC Names Rule Webinar

KL Gates Hosted Event
Date: 30 October 2024
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In this webinar co-hosted with Vigilant Compliance, we discuss compliance considerations relating to the US Securities and Exchange Commission (SEC) Names Rule. 

Topics Include:

  • Terminology used in fund names
  • Monitoring compliance
  • Implementation of new 80% policies (timing and compliance deadlines)
  • Role of portfolio management in compliance issues 
Find more items tagged as: Asset Management and Investment Funds
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