Spencer Warkentin is admitted to practice in Maryland. He is not currently admitted in the District of Columbia. He is supervised by a member of the D.C. Bar.
Spencer Warkentin is an associate in the firm's Washington, D.C. office, where he is a member of the Asset Management and Investment Funds practice group. Spencer assists registered investment companies and their independent board members with regulatory and compliance matters arising under U.S. federal securities laws. He has experience drafting and reviewing registration statements, shareholder reports, and other legal documentation relating to the formation, registration, and ongoing operation of investment companies. He regularly works with a variety of different fund structures, including mutual funds, closed-end funds, and exchange-traded funds.
