Rose Vogel is an associate in the firm’s Asset Management and Investment Funds practice. She focuses her practice on representing registered investment advisers, fund complexes, independent trustees, and boards on regulatory compliance, governance, disclosure, and miscellaneous matters. Rose has experience drafting and reviewing disclosure for Forms N-1A, N-2, and N-CSR, as well as other Securities and Exchange Commission (SEC) filings related to mutual funds, closed-end fund registrations, and ongoing reporting obligations. She regularly assists clients with reviewing and updating policies and procedures for compliance with the Investment Company Act of 1940 and supports the development of processes designed to address evolving regulatory requirements, including the SEC’s tailored shareholder reports and Names Rule requirements.
This is a temporary biography. A complete biography will be available soon.
