Materials from K&L Gates Eleventh Annual Investment Management Conference 2016

This event involved investment management partners from Boston, Brussels, Frankfurt, London, Pittsburgh, New York and Washington, D.C., as well as partners from our insurance, cybersecurity, intellectual property and FinTech groups who covered a variety of topics.

Downloadable content

Please click here to download a copy of the day's agenda.

Conference Presentations

• Session I: Now the Hard Part: The Landscape post Brexit and the U.S. Elections
• Session II: The U.S. Department of Labor’s New Conflict of Interest Regulation – Implications for Non-U.S. Investment Managers
• Session III: Selected Hot Topics Panel
• Session IV: Global Funds Developments and Regulatory Update
• Session V: Examination, Enforcement and Litigation Trends: SEC, CFTC, NFA, FCA and New Market Abuse Regime
• Session VI: Recent Developments in Commodity and Derivatives Regulations
• Session VII: The Impact of FinTech on Financial Services Businesses

Conference Supplementary Materials

Additional presentations

• Cybersecurity Update

Brexit Alerts

• Brexit: A First Look at the Impact on Asset Managers That Trade Derivatives
• Brexit: Guidance for Fund Directors - What to Know and What to Ask
• Brexit: Six-Point Action Plan for Asset Managers
• Preparing for Brexit: Implications and Issues for Firms in the Financial Services Sector
• Brexit: Implications for Financial Services Firms

Investment Management Alerts

• A Few Takeaways from the OCIE Cybersecurity Examination Sweep Summary
• OCIE’s 2015 Cybersecurity Examination Initiative
• Cybersecurity Update: National Futures Association Adopts Cybersecurity Guidance for Member Firm Information Systems Security Programs

Practice Brochures

• Investment Management Practice
• UK Financial Services Practice
• UK Insurance Coverage Practice
• Our Global Cyber Law and Cybersecurity Practice
• FinTech Practice