Kevin Gustafson is a partner and member of the Asset Management and Investment Funds practice area. Kevin has experience in global asset management and distribution with specific focus on exchange-traded funds (ETFs). Additionally, he advises clients on US regulatory issues related to investment management, fund structure and formation, governance, and advisory registration and compliance matters globally.
Prior to joining the firm, Kevin served as general counsel and chief compliance officer at an investment management firm, where he acted as head of legal and regulatory compliance matters. He also provided support in product development and exchange-listing activities and with regard to an ETF product line that offers investors structured exposures to broad equity markets.
Kevin was also previously responsible for legal affairs, regulatory compliance matters, risk, and corporate governance management across a global asset management company, and served as chief compliance officer of an investment management company subsidiary.
- "K&L Gates Adds ETF Firm GC To Asset Management Practice," Law360, 1 December 2023